SHAPIRO INVESTIGATIONS

Steve Shapiro

Private Investigator/Correctional Consultant

P.O. Box 785

Elk Grove, CA 95759-0785

(916) 849-9055

License #PI 23121

 

 


            SUPERIOR COURT

            CALIFORNIA

 

 

======================================

THE PEOPLE OF THE STATE OF CALIFORNIA

PLAINTIFF    

VS.

ACTION NO.:

1234

 

Defendant Doe

 

DEFENDANT             DATE   June 5, 2003

======================================

 

 

PRESENTENCE INVESTIGATION, REPORT & RECOMMENDATION

 

                                                                                                            JUDGE     Honorable John

                                                                                                            DEPT.       K

 

DEFENDANT’S ADDRESS  123 Noplace Dr., Anywhere, CA 99999

           

D.O.B.   02-25-64             AGE    35              SEX   M                     BIRTHPLACE   El Salvador

 

HT.   5’5”                           WT.    135             EYES   Brown           HAIR   Black

 

REFERRAL DATE   06-21-99

 

C.I.I. NO.   A123; FBI NO.  Unknown                                      COURT DATE  June 20, 2003, 9:00am

OTHER:      CDL 123;  SS #111-22-3333   

 

DEFENSE ATTORNEY      Dewey Chetum

 

                                                                                    REPORT BY    Steven R. Shapiro

                                                                                    CORRECTIONAL CONSULTANT


 

=========================================================================

 

CHARGES FILED:  

 

Count 1:                      PC 288.5; Engaging in 3 or More Acts of Substantial Sexual Conduct with Child Under Age 14, FELONY

 

ALLEGATIONS:          PC 1203.066(a)(1); probation prohibition for persons convicted of PC 288 or PC 288.5 when the act was committed by use of force, violence, duress, menace, or fear of immediate and unlawful bodily injury.

 

PC 1203.066(a)(8) x 3; probation prohibition for persons who, in violating PC 288 or PC 288.5, has substantial sexual conduct with a victim who is under 14 years of age.

 

CURRENT CHARGES AND STATUS:  

 

On May 21, 2003 the defendant plead guilty to an amended Count 1, a violation of section 288(a) of the Penal Code.  The allegation pursuant to PC 1203.066(a)(1) was stricken and the 3 allegations pursuant to PC 1203.066(a)(8) were admitted.  The matter was originally set for Report and Judgment on June 20, 2003 and then continued to June 20, 2003.

 

INDICATED DISPOSITION: 

 

I understand that as a result of my plea of guilty I may be sentenced and sanctioned as follows: 

“up to eight years in state prison; if probation is granted, up to one year in county jail”.

 

The only promises and representations made to me are as follows: 

“The people agree to file the amended complaint; the people will strike the 1203.066(A)(1) PC allegation”.

 

Signatories:  Defendant, Defense Counsel, and the Honorable John, Judge of the Superior Court.


 

DATE AND PLACE OF OFFENSE:         July 1996 through July 1999, Anywhere, CA   

 

LAW ENFORCEMENT AGENCY:           Anywhere Police Department

 

CUSTODY STATUS:   Booked March 24, 2003 and released on $10,000 bail March 26, 2003     

 

HOLDS AND DETAINERS:   None known 

 

CO-DEFENDANT(S) STATUS:   None


 

PRESENT OFFENSE

 

Arrest Report 

On February 24, 2003 John Jones from Child Protective Services notified the Anywhere Police Department of a 16 year old girl’s disclosure to her high school counselor of incestuous sexual abuse.  On that date, the Anywhere Police and John Jones interviewed the victim at Anywhere High School.  When asked if she knew why they were there, the victim stated she thought it had to do with what her father did to her a long time ago.  The victim was asked to explain and she told the officer that her father became a Jehovah’s Witness, had changed and was not doing anything bad to her any longer.  The victim told the officer that her father began touching her inappropriately in either the sixth or seventh grade and stopped when she was in the ninth grade.  She estimated that she was ten or eleven years old when the abuse began and thirteen when it stopped, just when her menstrual cycle began. 

 

The victim stated that the first time the abuse happened was in the daytime when she was at home alone with her father.  She was being punished for something she did not recall and her father gave her the option of receiving a beating or pulling her pants down.  She elected to pull her pants down and her father threw her on the bed, pulled her underwear down and began fondling and penetrating her vagina with his fingers for several minutes.  He then inserted his penis into her vagina, “moved it in and out for approximately five minutes” and then removed his penis and ejaculated outside of her vagina.  The victim told the officer that her father did not say anything during the assault but did kiss her neck.  She stated that she felt bad and sad during the assault but could not disobey her father.

 

The victim stated that her father continued to have sexual intercourse with her approximately two times per month for two to three years.  During the incidents he threatened to hit her with his hand, belt or fist, so she did as she was told.  He told her not to tell anyone about the abuse. 

 

The victim stated that the abuse also included fondling and stated that in five to ten incidents she recalled waking up in her bed with her father fondling her breasts.  She stated that her younger sisters were also in the room during these incidents but that she did not think they were awake or witness to any of the abuse. 

 

The victim stated that although she was never forced to orally copulate Defendant Doe, he did ask her to kiss his penis on one occasion and she told him “no, I am not a prostitute”.  She did state that her father kissed her vagina two times. 

 

The victim stated that she told her mother about the abuse and her mother followed Defendant Doe into the victim’s room one night and caught him fondling the victim’s breasts.  Her mother put a lock on the door but the abuse continued.  She told her mother again and her mother told Defendant Doe to stop.  He did stop for several months but then resumed the abuse again.  The victim again told her mother who confronted Defendant Doe and again told him to stop.  Following this confrontation, he did stop permanently.

 

The victim stated that after her father converted to Jehovah’s Witness, he expressed his remorse to her for what he did in the past and promised it would never happen again.  He blamed his behavior on the fact that his wife, the victim’s mother, was having an affair and he needed to have sex with someone.  The victim stated that her father often asks for her forgiveness and they openly discuss the abuse he perpetrated upon her.  When asked what she thought should happen to her father, she hesitated and then stated that she felt he should be punished.  She did assure the officer that the abuse had stopped and that she was sure her father had never abused her sisters, now ages fifteen and thirteen. 

 

Originally, the victim agreed to tape record a conversation with her father regarding the sexual abuse.  However, at a later date, she refused stating that she would not help the officer, that things were fine at her home and she did not want to break up the family. 

 

The police interviewed the victim’s two younger sisters who both denied being the victim of sexual abuse by the defendant.  They were both aware that their father had sexually abused their sister by “touching” her and the youngest sister stated that she was warned by the victim to be careful of their father.  The middle sister stated that she was nervous in the past thinking that her father may try to touch her inappropriately but the entire family talked about it.  She stated that since her father converted to Jehovah’s Witness, she feels safe.

 

The police interviewed the victim’s mother, Mother Doe, who was hesitant to talk to them for fear that her husband would go to jail and she would not have anyone to help with the children.  She told the police that she knows what her husband did was wrong and that the victim is “damaged” because of what he did.  She stated that it happened several years ago and should be forgotten. 

 

She told officers that she suspected Defendant Doe of sexually abusing the victim so she attempted to catch him in the act by coming home from work early or by leaving for work and then coming back home.  She stated that she witnessed one incident which occurred when the victim was twelve or thirteen years old.  She stated that she went to bed and left the victim and Defendant Doe watching television.  She came back out into the television room and saw the victim sitting on Defendant Doe’s lap while he touched her vagina. Mrs. Doe stated that she yelled at them both and assumed this took care of the situation.

 

Mrs. Doe stated that the victim told her several times throughout the years that Defendant Doe was touching her vagina and breasts and Mrs. Doe told her not to let him do this.  Mrs. Doe stated that she also thought this took care of the problem.

 

Mrs. Doe stated that she had a final discussion with Defendant Doe about his sexual abuse of the victim and Defendant Doe admitted to touching the victim’s vagina and breasts on a couple of occasions but did not mention intercourse.  The police informed Mrs. Doe that the defendant had had intercourse with the victim 2-3 times per month for several years and Mrs. Doe, at first, did not believe them.  She then became tearful and was upset that she had been lied to.  After her final discussion with Defendant Doe about the abuse, she stated that he converted to Jehovah’s Witness and she believed that the abuse stopped for good.

 

Mrs. Doe admitted having an affair during the time of the abuse and felt guilty that this may have caused her husband to sexually molest their daughter.  She did state that Defendant Doe has changed, that she loves him very much and that she did not want him to go to jail and break up the family.  The police informed Mrs. Doe that her first priority should be her children and asked her what kind of a message it would send to them if Defendant Doe was not punished.  Mrs. Doe “could not understand this”.  She stated that she knew that the victim is currently acting out and getting into trouble because of what Defendant Doe did to her but was adamant about keeping the family together and stated that she cannot raise her children by herself.

 

The victim’s high school counselor was interviewed and stated that the victim’s physical education teacher noticed a change in the victim’s behavior.  The teacher asked her about the change and the victim informed the teacher of the abuse.  The teacher reported the abuse to the counselor.  The counselor discussed this with the victim who informed her that the abuse began in El Salvador when she was nine years old, lasted for approximately four years and had stopped.  The victim expressed concern to the counselor that the authorities would find out, remove her and her sisters from the home and break up the family.  She told the counselor that the abuse stopped and she did not think that she or her sisters were in danger.

 

Defendant Doe was interviewed by the police.  He initially admitted to fondling the victim on four to six occasions over a two year period of time when she was eleven to thirteen years of age.  He then clarified the molestation’s occurred one to two times per month for two years although stated that he stopped in between for approximately six months.  Defendant Doe placed blame on the victim by stating that one day the victim began touching his body all over the place, including his penis.  He stated that he became excited and reciprocated by touching her.  He admitted to touching the outside of the victim’s naked vagina and breasts and stated that she touched his erect penis.  In relation to the multiple encounters, he stated that he ejaculated after each occurrence without manual or oral stimulation but that he always put his pants back on before ejaculating.  He stated that these incidents would usually occur in the television room after the rest of the family went to bed and admitted driving the victim out to Anywhere park several times where they fondled each other. 

 

Defendant Doe stated that he stopped sexually abusing his daughter when his wife confronted him and, after converting to Jehovah’s Witness, realized what he was doing to his daughter was wrong and has not fondled her since.  He also admitted to using his daughter for sexual pleasure during a time that his wife was having an affair.  Defendant Doe was arrested and booked into jail. 

 

Following Defendant Doe’s arrest, the victim called the police to find out why her father was in jail as she did “not put any charges on him”.  She was told that he confessed to committing a crime and was arrested based on this.  The victim told the officer that when she originally reported the molestations, she did not want her father to go to jail but wanted help for the family. 

 

Attached to the police report was a memo from the original CPS worker, John Jones.  The memo reflected that the victim told Jones that when she reported the abuse, she did not want her father to go to jail but wanted help for him and the whole family.  The victim stated that this has “destroyed our family” and she was told that her father destroyed the family by abusing her.  She told Jones that she found out that her father would be in jail for thirty years and that if he wanted to get out, he would have to pay $50,000.00. 

 

Defendant’s Statement: 

The defendant stated that he accepts all responsibility for the sexual activity he engaged in with his daughter.  He stated that the police report did not reflect, accurately, his position on this fact and felt that the language barrier was the cause of this discrepancy.  He stated that it was all his fault because “as a father I should not have done that”.  He stated that he is responsible for watching out for his children and seeing that all of their needs are met but instead, he took advantage of his child.  He stated that he touched her first as opposed to the police report which reflected that he said that his daughter touched him first.  He did not deny the extent of the abuse as it was reflected in the police report.

 

He stated that he has tried, since the molestations, to be a better parent and he very much wants his family to be healthy again.  He is willing to go to individual and family therapy and wants his entire family to get counseling.  He stated he does not want to damage the family any further then the harm he has already caused and acknowledges that he has caused the rest of his family significant trauma. 

 

He stated that he told his wife about the molestations and her reaction was drastic.  He states that he did not know that she was having an affair and it has been very hard to keep the family together throughout all of this.  He stated that this is the reason he has been following all of the suggestions given to him regarding counseling.

 

He stated that his oldest daughter, the victim in this case, has been acting out and getting into trouble and he knows that these behaviors are directly related to his abuse of her.  He stated that his involvement in the Jehovah’s Witness is a main factor in his rehabilitation and feels that he is not at risk of re-offending.  He is hopeful “to live life with peace as it was before” and is thankful for the help he is receiving.

 

Victim’s Statement: 

The victim, who was interviewed while in custody in Juvenile Hall, stated “all I want is to go home and live with my family”.  She stated that “that thing happened four years ago.  We have been having good communication and everything was working out good”. She stated that her father apologizes often for what he did and when they discuss the situation, he begins to cry.  She stated that she is fairly sure that her father has not sexually abused either of her sisters. 

 

The victim stated that she initially told her teacher about the abuse because she was “feeling bad” and wanted to talk to someone.  She stated that before she was removed from her family’s home, she was having fewer problems in the community.  She stated that she was always home and not “hanging out in the streets”.  After she was removed from the home by CPS and initially placed at Anywhere children’s shelter and then her aunt’s home, she began having more problems including “hanging” out in the streets and not coming home. 

 

In regard to what she feels should be the outcome of her father’s criminal case, she stated that she would feel bad if he were sent to prison.  She stated she would feel somewhat responsible for bringing this to the attention of the authorities and all she wants is to resume the life she and her family had before her father’s arrest.

 

Consultant’s Note:

In a telephone interview with the defendant’s wife, she stated that she does not want to see her family separated and wants them together again.  She stated that the relationship that they have now is very “nice” and the crimes happened a long time ago.  She pointed out that when her daughter, the victim, reported the crimes, all her daughter wanted was help; she did not want to have her father in jail.

 

Mrs. Doe states that she has asked the other children in the home if they have ever been abused by Defendant Doe and both said no.  Mrs. Doe stated she and her children have seen a change in the defendant and, while she feels he should be punished for his crimes, she does not want to see him incarcerated.  She states a concern for the financial well being of her family and states that they are struggling now with two incomes and does not know how she could support her children on her own. 

 

With regard to what she would do today if one of her children came to her and told her that they were being victimized, she stated that she “would go to the police for help”.  She stated that she would do this even if her husband were the perpetrator because “the father is the one who should protect the children”.  Mrs. Doe stated that they are all going to be participating in therapy and hopes to have her daughter and husband together and back in the home soon.

 

PRIOR RECORD

 

Adult Record:

None.

 

Probation/Parole Adjustment: 

The defendant does not appear to have ever been subjected to any type of community supervision.

 

SOCIAL FACTORS

 

Family Background:

Defendant Doe was born February 25, 1964 in San Salvador, El Salvador.  He is the oldest of six siblings, having two younger brothers and three younger sisters.  His parents remained married until his father’s death nine to ten years ago.  With the exception of one sister who lives in Anywhere, the rest of his family resides in El Salvador.  Defendant Doe stated that he had an average childhood although stated that his father was an abusive alcoholic who abused the whole family.  Defendant Doe stated that his father thought he, the defendant, never did the right thing, and he would yell at him and beat him.  Defendant Doe denies being the victim of sexual abuse and denies that sexual abuse was present in the home.

 

Education:

The defendant reported he graduated from high school in El Salvador and reported no additional education.

 

Residential:

The defendant currently resides at 123 Noplace Dr. in Anywhere with his wife and two youngest daughters.  He reports having lived at this address for the past nine years.  Defendant Doe reports immigrating to the United States from El Salvador in 1990.

 

Marital:

The defendant has been legally married to his wife since 1992 although he reports having been together with her since 1979.  They have three daughters ages thirteen, fifteen and seventeen.  He states that his wife initially immigrated to the United States and then he moved shortly thereafter.  Approximately one year later, they sent for their children.

 

He stated that his past behavior has significantly effected his relationship with his whole family but is optimistic that, through counseling, they will be able to get through this difficult time and remain together.  Following his arrest, the victim in this case was removed from the home by CPS and has not returned as of the writing of this report.  He realizes that his behavior is the causal factor in this and would like to have her return to live in the family home as soon as possible.  He is willing to do whatever is necessary to facilitate this.

 

Military:

None reported.

 

Employment:

Defendant Doe reports being a self employed “carpenter/handyman”.  He states he has worked in this capacity for the past seven years and acquires business by personal referrals.

 

Financial:

The defendant reports earning $1,200.00 per month.  He reports that his wife is employed in the house cleaning industry earning $1,100.00 per month.  Defendant Doe reports owning a 1986 and a 1996 Dodge.  The defendant reports no liabilities or other assets.

 

Medical:

The defendant reports to be in good physical condition with no medical issues.

 

Drugs/Alcohol:

Defendant Doe denies ever experimenting with illegal drugs.  He reports never having had a problem with alcohol although states he has drank beer on occasion in the past until he was informed by a doctor that he had some type of liver problem and was advised not to drink alcohol.  He did not recall what the liver problem was and has no negative repercussions from this issue.  The defendant’s lack of substance use/abuse was confirmed by his wife.

 

Clinical:

Following the defendant’s arrest in March of this year, Child Protective Services removed the victim from the home and assisted the family with counseling referrals.  The defendant began counseling through Family Service’s Latino Outreach program on March 29, 2003.  He is currently seeing Counselor Bob every Thursday at 9:00pm.  Counselor Bob stated that he has only met with Defendant Doe on several occasions and was unable to provide any information regarding a prognosis.

 

Defendant Doe’s wife is in counseling with Counselor Mary from Family Services.

 

Defendant Doe’s victim daughter has not yet begun counseling.  She has had significant difficulty in the community and, although she did make one phone call to the Child Sexual Abuse Treatment Program in an attempt to begin counseling, she has yet to start.  Counselor Kathy from the treatment program is aware of the victim’s status in Juvenile Hall and is anticipating seeing her in the near future to arrange services for this minor. 

 

It is expected that at some point in the future, the entire family will be engaged in individual as well as family counseling via Family Services and the Child Sexual Abuse Treatment Program.

 

Social Worker James of the Anywhere County Health and Human Service office has been working with the family.  In relation to the victim’s situation, he has provided a report to the Juvenile Court pursuant to W&I 241.1 recommending that her needs best be met via probation services pursuant to W&I 602.  He stated that he knows that the abuse stopped before the victim was removed from the family home and that both Defendant Doe and his wife want to stay together as a family.  He also stated that Defendant Doe’s wife has sought counseling for her other two daughters as well as for herself.  Social Worker James did state that he felt that Defendant Doe has had difficulty accepting that his behavior is most likely the primary cause of his daughter’s problems in the community.

 

Pursuant to the order of the Court in accordance with PC 288.1, a psychiatric evaluation was performed on the defendant by Dr. Diane on April 30, 2003.  It is assumed that a copy of this report has been provided to the Court but a copy has been attached to this report as well. Dr. Diane reports that the defendant “presents as a contradictory picture” in that, on one hand, he appears to be a dedicated, “sensible”, church going family man and, on the other hand, he used his daughter to satisfy his impulses all the while knowing it was terribly wrong.  She points out that while the defendant is quick to point out that his involvement in religion was a significant factor in stopping his behavior, he was involved in his religious activities prior to beginning the abuse.  Her rationale is that “he cannot point to any new substantial solid church teaching or injunctions that he did not know before his molesting of the child”. 

 

Regarding Dr. Diane’s opinion as to whether the defendant should be permitted to resume living in the same home as the victim, Dr. Diane writes that he should be “permitted to remain in the home only if there is an active treatment program in place, involving all members of the family”.

 

Dr. Diane does write that “it seems very unlikely that he will re-offend” although he needs help to see his daughter as a victim.  Dr. Diane writes that the defendant is “probably not a danger to the community” and incarceration will do little to assist the victim and family.  She does express concern that the defendant does not appear as invested as he should be in taking a therapeutic approach to his issues as well as his family’s issues.  She writes that, due to his being a “powerful figure” in the family, her “focus is drawn to the question of exactly how much he could impede, or, on the other hand, assist, in the much-needed reparative efforts for the child, and indeed the whole family which has been sorely traumatized”. 

 

Character References:

No character references have been received as of the writing of this report.

 

RESTITUTION / RESTITUTION FINE

 

The victim in this case is the defendant’s daughter.  No restitution claim has been made as of the writing of this report but, if one is made, the defendant should be ordered to pay restitution at the direction of probation.

 

A restitution fine in the amount of $200.00 is recommended pursuant to Penal Code Section 1202.4.

 

DISCUSSION & EVALUATION

 

Circumstances in Aggravation, Rule 421:

 

(a)        Facts relating to the crime:

 

Rule 421(a)(1):            The crime involved a high degree or cruelty and callousness as the defendant threatened to hit his daughter with his fist or a belt if she did not do what he wanted.

 

Rule 421(a)(11):          The defendant took advantage of a position of trust in that he was the victim’s father from whom she should be able to expect care and protection.

 

(b)       Facts relating to the defendant:

 

Rule 408:                     The defendant persisted in substantial sexual abuse over a period of several years.  The abuse involved intercourse.

 

Circumstances in Mitigation, Rule 423:

 

(a)        Facts related to the crime:

 

None.

 

(b)       Facts related to the defendant:

 

Rule 423(b)(1):            The defendant has no prior criminal record.

 

Factors in aggravation outweigh those in mitigation, therefore if state prison is imposed, the upper term will be recommended.

 

Rule 413:        Probation Eligibility When Probation Is Limited

The defendant admitted three allegations pursuant to PC 1203.066(a)(8) which prohibit probation for persons convicted of PC 288 who, in the commission of the crime, have substantial sexual contact with the victim.  However, PC 1203.066(c) states that PC 1203.066(a)(8) shall not apply when the Court makes five findings pursuant to PC 1203.066(c)(1-5).  These five criteria will be addressed herein:

 

PC 1203.066(c)(1):     This section relates to whether the defendant is the natural parent of the victim.  The defendant is the victim’s natural parent.

 

PC 1203.066(c)(2):     This section relates to whether a grant of probation is in the best interests of the child.  The psychiatric evaluation provided to the Court does not render a decision directly related to this section.  It does relate that the defendant’s incarceration would do little to help the victim.  It also touches on potential financial hardships the victim and her family may encounter if the defendant were to be incarcerated.  It also relates that the victim may “be made to feel guilty and the cause of the financial woes” of the family if the defendant were to be incarcerated.  In discussion with the victim, she clearly wants to have her father out of custody and in the family home with her.  She appears to understand the need for individual and family therapy and all members of the family appear willing to participate.  Based on this information, with a counseling program in place involving all members of the family, it seems that a grant of probation may be in the best interests of the victim.